Regulatory & Compliance Practice

The regulatory landscape for businesses in India is among the most complex globally, with organizations required to comply with a web of frequently evolving central, state, and sector-specific laws. Regulatory requirements span across incorporation, tax, labor, environmental, data, and sectoral domains, and failing to comply exposes businesses to significant legal, financial, and reputational risks.

Our Regulatory & Compliance practice blends legal, sectoral, and technology-driven expertise to deliver comprehensive, business-friendly compliance solutions across industries. We make compliance a source of confidence and competitive advantage—empowering clients to focus on business growth while we handle the regulatory complexity. Our services cover both central and multiple state jurisdictions, so clients expanding beyond one region remain compliant.

Our Comprehensive Offerings

1

Regulatory Advisory
We guide clients through the maze of laws, regulations, and sectoral guidelines—anticipating challenges and providing actionable solutions for both local and pan-India operations.

2

Entity Setup, Registrations & Licensing
From business incorporation and statutory registrations (such as FSSAI, labor, and environmental clearances) to specialized licensing, we ensure your operations are founded on compliant, secure footing.

3

Ongoing Compliance Management
Our team manages all recurring compliance requirements—statutory filings, license renewals, secretarial records, and regulatory disclosures—across central, state, and sector-specific bodies.

4

Compliance Audits & Health Checks
We offer detailed compliance audits and risk assessments, identifying gaps, mapping obligations, and helping to put in place corrective action plans that mitigate risk and avoid penalties.

5

Policy Review & Implementation
We assist in developing and deploying workplace policies (POSH, anti-bribery, data protection, ESG, code of conduct), ensuring they are up-to-date and enforceable.

6

Technology-Driven Solutions
Leveraging digital compliance tools and dashboards, we help organizations track, monitor, and update legal requirements efficiently—especially important for multi-location operations and growing enterprises.

7

Regulatory Investigation & Response
Should inquiries or inspections arise, our experts represent you in interactions with regulators, prepare replies to notices, and defend your position before authorities and courts.

8

Specialized Compliance for Key Sectors
We deliver industry-leading expertise in financial, real estate, pharmaceutical, technology, infrastructure, manufacturing, and retail compliance.

Industrial & Labour Laws

We assist clients in navigating the intricate and evolving landscape of industrial and labour laws in India. Our team provides comprehensive legal support to employers, contractors, and establishments—ensuring compliance with central and state-specific labour regulations while mitigating legal and reputational risks.

1

Statutory Registrations and Ongoing Compliances

2

Contract Labour and Sub-contractor Compliance

3

Dispute Resolution and Litigation

4

Advisory on Advent of Proposed New Labour Courts

Factories Act & Industrial Disputes Act Related Regulatory Services

Operating a factory or industrial establishment in India brings a host of complex legal requirements under the Factories Act, 1948 and the Industrial Disputes Act, 1947. We provide comprehensive legal assistance to ensure businesses remains compliant, safe, and resilient.

1

Factory Setup & Licensing:
Assisting with registrations, state approvals, and obtaining/renewing factory licences.

2

Health, Safety & Welfare Compliance:
Drafting and reviewing policies on workplace safety, sanitation, ventilation, and employee welfare as mandated by the Factories Act.

3

Working Hours & Leave Management:
Ensuring correct implementation of working hour limits, shift schedules, overtime, leave entitlements, and registers.

4

Record Maintenance & Statutory Returns:
Preparing and submitting all statutory registers, returns, compliance reports, and facilitating audit readiness.

4

Dispute Prevention & Resolution:
Advising on disciplinary actions, standing orders, lay-offs, retrenchments, closures, and resolution of industrial disputes through conciliation, tribunals or litigation.

4

Workforce Restructuring & Closure:
Support with legal procedures and notices during reorganizations, downsizing, or winding up industrial operations.

4

Ongoing Compliance Updates:
Monitoring changes to laws and promptly informing and updating clients on new regulatory requirements.

DPIIT Startup Registration

At SPN Legal, we assist clients across every stage of Startup Registration, ensuring regulatory compliance,
speed, and clarity.

New Delhi

A-177 and A-380,
Defence Colony,
New Delhi - 110024


New Delhi

Chamber Number 388,
Block II, Delhi High Court,
Sher Shah Road,
New Delhi - 110503
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Bangalore
  • No. GF 3, Embassy Square,
    No. 148, Infantry Road,
    Opp Commissioner of Police Office, Bengaluru - 560001
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